Securities Issuance Law / Prospectus Review

  • review of prospectuses (securities prospectuses and sales prospectuses), securities information sheets (Wertpapier-Informationsblätter, WIB) and investment information sheets (Vermögensanlagen-Informationsblätter, VIB) for liability-relevant issues and matters shaped by current case law; revision of defective prospectuses; preparation of the requisite supplements and compliance with BaFin conditions; support for issuers in out-of-court negotiations, in litigation and in arbitration solutions;
  • advice on prospectus-exempt offerings, in particular crowd financing (crowdinvesting and crowdfunding);
  • capital markets compliance; conduct and disclosure obligations in the capital markets and in securities trading.

FF-Finanzrecht
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